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Client Risk Assessment – Onboarding

Name: Farahat & co
Address: IBIS Hotel Building - Office Entrance 5th Floor, Office No.: 5001, Rigga Road Dubai U.A.E., Diera, Dubai, 4647, UAE
Telephone: +97142500251
Price range: $

Client Name

Client Email

Date

Client Risk

	Answer	Note
1. Is the client a politically exposed person? (Politically exposed persons, PEP)	Yes No
2. Do you have full visibility and knowledge of the ultimate beneficial owners and/or all directors?	Yes No N/A
3. Is the client a high-net-worth individual?	Yes No N/A
4. Does the client or its beneficial owners have attributes known to be frequently used by money launderers or terrorist financiers?(e.g. is the structure of the customer is unusual or excessively complex?)	Yes No N/A
5. Has evidence/documents proving source of wealth and funds been provided?	Yes No
6. Has the client been evasive or uncooperative? (e.g. appeared reluctant to provide ID)	Yes No
7. Has the client provided proof of identification and proof of address?	Yes No

Geographic Risk

	Answer	Note
1. Is the client/firm based within UAE?	Yes No
2. Is the client based outside of UAE?	Yes No
3. Does the client have any association with Sanctioned jurisdictions?(e.g. does the client transact with customers in sanctioned jurisdictions or have operations trade with jurisdictions subject to sanctions?)	Yes No
4. Does the client have any association with any geographical areas that are considered to have weak AML and Terrorist Financing controls?(e.g. does the client transact with customers in countries listed on the ‘FATF High-risk and other monitored jurisdictions’ or the ‘European Commission list of third countries with weak AML and terrorist financing regimes?)	Yes No

Service Risk

	Answer	Note
1. Will the client be using our money account?	Yes No
2. Will we provide trust or company service for the client? (this includes company formation and use of our address for correspondnce).	Yes No
3. Is the bussiness relationship between us and the client logical and practicable?(For example, Is the size of the firm’s bussiness proportionate to the accountancy firm? is the client’s bussiness within the accountancy firms areas of expertise?)	Yes No
4. Is it understood why the client has come to use our services?	Yes No

Industry Risk

	Answer	Note
1. Would the client be typically considered a cash-intensive business?(e.g. restuarents,retail outlets etc.)	Yes No N/A
2. Does the client deal with high-value goods?(e.g. jewelers, car dealerships,properties etc.)	Yes No
3. Does the client operate in an industry typically considered high risk of money laundering or terrorist financing?(e.g. money services business, import/export,charities etc.)	Yes No

Delivery Channel Risk

	Answer	Note
1. Have you met the client face to face? (Zoom/online considered ad face-to-face)	Yes No

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⚠️ The results presented are derived solely from the information provided and a simplified scoring methodology. They are intended for general reference purposes only and should not be interpreted as a definitive or comprehensive risk assessment.